Baldwin & Clarke Capital Markets ( BCCM ) is concerned about your privacy. As an integral part of our providing quality financial products and services to you, we collect certain personal information about you. We do not sell this personal information to third parties and we disclose this information only as absolutely necessary to provide the products and services you have come to expect from us. This Privacy Notice is provided solely for your information and it is not necessary for you to take any action. Nevertheless, you have certain rights as described below.

Within our organization, and a related entity, Baldwin & Clarke Corporate Finance, Inc. ( BCCF ), we restrict access to nonpublic personal information about you to those employees who must know such information in order to provide you with the quality financial products and services you deserve. We maintain all matter of safeguards that comply with federal and state and protect your nonpublic personal information.

We may also disclose all of the information described above to the company that you have invested in.

Nevertheless, we may disclose your nonpublic personal information to self-regulatory authorities and other regulatory authorities, law enforcement or other governmental authorities as reasonably necessary to conduct our business or as otherwise permitted by law.

Our privacy policies will continue to apply even after you cease to have any customer relationship with us.

We do not disclose your nonpublic personal information to third parties except as necessary to provide our products and services to you. If you have any questions, please feel free to contact us at (603) 668-4353.